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PECB ISO-9001-Lead-Auditor Exam Overview:

Certification Vendor:PECB
Exam Name:QMS ISO 9001:2015 Lead Auditor Exam
Exam Number:ISO-9001-Lead-Auditor
Exam Duration:180 (120 + 30 for non-native speakers)
Passing Score:70% (minimum 28/40 or 56/80 correct answers)
Available Languages:Chinese, Russian, Arabic, French, Portuguese, Spanish, Italian, German, English
Exam Format:Scenario-based, Open-book, Multi-response, Multiple choice
Exam Price:$1000 USD
Related Certifications:ISO 9001 Foundation
ISO 9001 Provisional Auditor
ISO 9001 Auditor
Certificate Validity Period:3 years
Real Exam Qty:40–80
Recommended Training:PECB ISO 9001 Lead Auditor Training Course
Exam Registration:PECB Official Registration
Sample Questions: DOWNLOAD DEMO
Exam Way:Online proctored via PECB Exams app or paper-based at authorized test centers
Pre Condition:Recommended: ISO 9001 Foundation knowledge or certification; no mandatory prerequisites, but experience in quality management is advised
Official Syllabus URL:https://pecb.com/en/education-and-certification-for-individuals/iso-9001/iso-9001-lead-auditor

PECB ISO-9001-Lead-Auditor Exam Syllabus Topics:

SectionWeightObjectives
Conducting an ISO 9001 Audit15–20%- Team meetings, audit observations
- Evaluating conformity, identifying nonconformities
- Opening meeting, on-site activities, evidence collection
Preparation of an ISO 9001 Audit10–15%- Document review and communication
- Selecting audit team, preparing plan and checklist
- Initiating audit, defining objectives and scope
Fundamental Audit Concepts and Principles10–15%- Independence, evidence-based approach
- Audit principles, types, roles and responsibilities
- ISO 19011 and ISO/IEC 17021-1 requirements
Managing an ISO 9001 Audit Program5–10%- Competence and evaluation of auditors
- Establishing, implementing and monitoring audit program
Closing an ISO 9001 Audit5–10%- Audit report, follow-up actions
- Preparing conclusions, closing meeting
Fundamental Principles and Concepts of Quality Management System10–15%- Concepts of QMS, risk, process approach
- Relationship between ISO 9001 and other standards
- Quality management principles
Quality Management System (QMS) Requirements25–30%- Scope, normative references, terms and definitions
- Support, operation, performance evaluation, improvement
- Context of the organization, leadership, planning

The PECB QMS ISO 9001:2015 Lead Auditor Exam: Practical Answers

The ISO-9001-Lead-Auditor exam is the official assessment behind the PECB QMS ISO 9001:2015 Lead Auditor certification from PECB. In an age where technology skills need to be verifiable, a respected credential makes yours visible — it tells the market your abilities have been measured, not merely claimed. Earning it takes real preparation, and that preparation is exactly what our materials support.

Both. The ISO-9001-Lead-Auditor test engine works offline once you have opened it online the first time — after that initial run, your connection is optional. The PDF edition goes further for paper learners: print all of the contents and annotate them into a personal workbook. Whichever of the three versions you prefer, the PECB QMS ISO 9001:2015 Lead Auditor content inside is the same daily-checked bank.

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Passing the ISO-9001-Lead-Auditor exam requires 70% (minimum 28/40 or 56/80 correct answers), and registration costs $1000 USD. Focused preparation with verified answers is how you make that fee a one-time expense rather than a recurring one.

Registration for the ISO-9001-Lead-Auditor exam runs through these official channels:

Pick a date that leaves room for steady practice — even a busy schedule can absorb short, regular sessions.

PECB recommends these training resources for candidates:

Official training builds the framework; daily-checked practice questions with verified answers build the finishing skill. Use them together.

The official outline divides the ISO-9001-Lead-Auditor exam into weighted domains, including:

  • Conducting an ISO 9001 Audit (15–20%)
  • Closing an ISO 9001 Audit (5–10%)
  • Fundamental Principles and Concepts of Quality Management System (10–15%)

The PECB QMS ISO 9001:2015 Lead Auditor bank at PrepAwayETE is checked against these objectives every day, with new items added as the exam evolves.

The ISO-9001-Lead-Auditor exam contains 40–80 questions with 180 (120 + 30 for non-native speakers) minutes to complete them. Timed practice under the same limit — online or offline — turns pacing into a habit before exam day.

Recommended: ISO 9001 Foundation knowledge or certification; no mandatory prerequisites, but experience in quality management is advised

PECB QMS ISO 9001:2015 Lead Auditor Sample Questions:

ISO 9001 addresses changes through several requirements, two examples of which are Clause 6.3 (Planning of Changes) and Clause 8.5.6 (Control of Changes). How do the requirements of Clause 8.5.6 differ from those of Clause 6.3?

  • A. Clause 8.5.6 refers to changes during the design and development of products and services.
  • B. Clause 8.5.6 refers to changes to legal and regulatory requirements.
  • C. Clause 8.5.6 refers to changes during the production and service provision.
  • D. Clause 8.5.6 refers to leadership and management system responsibilities.
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

Explanation: Only visible for PrepAwayETE members. You can sign-up / login (it's free).

You are carrying out an audit at a single-site organisation seeking certification to ISO 9001 for the first time.
The organisation offers warehousing and export services to customers. Customers are invoiced for the time stock items are stored in the warehouse. Transport to and from the warehouse is controlled by the organisation and approved subcontract transport services are used. The organization does not have its own transport vehicles. Stock items are not purchased by the organisation.
You have gathered audit evidence as outlined in the table. Match the ISO 9001 Clause 8 extract to the audit evidence.

Reveal Solution  Discussion  0

Correct Answer:


Explanation:
The table below shows the possible matching of the ISO 9001 Clause 8 extract to the audit evidence.
Table
Audit evidence
ISO 9001 Clause 8 extract
Four of the 10 pallets of stock sampled in the warehouse were not labelled.
"8.5.2 ... shall use suitable means to identify outputs ..."
A damaged pallet of stock seen in the quarantine area was leaking liquid onto the floor.
"8.7.1 ... shall ensure that outputs that do not conform to their requirements are identified and controlled ..." One of the fork-lift truck drivers had no fork-lift truck driving licence.
"8.5.1 e ... shall include, as applicable ... the appointment of competent persons ..." There was no pest control provision in the warehouse.
"8.5.4 ... shall preserve the outputs during production and service provision ..." Two pallets of temperature-sensitive stock items were being stored at ambient as the chilled storage facility was full.
"8.1 ... shall plan, implement and control the processes ..."

In the context of a third-party audit, match the event with the responsibility for conducting it.

Reveal Solution  Discussion  0

Correct Answer:


Explanation:
The correct answer is:
Event
Selecting audit team = Individual(s) managing the audit programme
Conducting the audit = Audit team
Preparing the audit plan = Audit team leader
Requesting the audit = Audit client
To complete the table, click on the blank section you want to complete so that it is highlighted in red, and then click on the applicable text from the options below. Alternatively, drag and drop each option to the appropriate blank section. Responsibility:- Individual(s) managing the audit programme Audit team Audit team leader Audit client According to ISO 19011:2018, clause 5.3, the individual(s) managing the audit programme are responsible for selecting the audit team, taking into account the competence and availability of the auditors and any experts needed. 1 According to clause 6.2, the audit team is responsible for conducting the audit, which includes collecting and verifying audit evidence, evaluating audit findings, and preparing the audit report. 1 According to clause 6.1, the audit team leader is responsible for preparing the audit plan, which includes defining the audit objectives, scope, criteria, and duration, as well as assigning roles and responsibilities to the audit team members. 1 According to clause 5.2, the audit client is the person or organization that requests the audit, which can be the auditee (the person or organization being audited) or any other person or organization that has an interest in the audit results. 1 References:
1: ISO 19011:2018 - Guidelines for auditing management systems

During an internal audit, a manufacturer of polystyrene packaging products for the electronics industry found that six per cent of finished products being ejected from the moulding machines fell onto the factory floor instead of into collection baskets. The factory floor was wet and dirty in places, so a lot of products were rejected at inspection. Auditors raised a non-conformity to the Maintenance Manager.
Select three options for the corrective action to be taken by the Maintenance Manager that could be needed to prevent rejects from recurring.

  • A. Install guides at the point of ejection to better direct products into the baskets.
  • B. Set up a system of regular inspection of the floor condition.
  • C. Make staff aware that products are falling onto the factory floor.
  • D. Redesign the factory layout to better handle finished products.
  • E. Clean up dirty products before release to the customer.
  • F. Record every product falling onto the floor as a non-conformity.
  • G. Place a worker at the ejection point to place any product falling to the floor into the baskets.
  • H. Ask customers to accept dirty products.
Reveal Solution  Discussion  0

Correct Answer: A,B,D  🗳️

Explanation: Only visible for PrepAwayETE members. You can sign-up / login (it's free).

Scenario 6: Davis Clinic (DC) is an American medical center focused on integrated health care. Since its establishment DC was committed to providing qualitative services for its clients, which is the reason why the company decided to implement a quality management system (QMS) based on ISO 9001. After a year of having an active QMS in place, DC applied for a certification audit.
A team of five auditors, from a well-known certification body, was selected to conduct the audit. Eva was appointed as the audit team leader. After three days of auditing, the team gathered to review and examine their findings. They also discussed the audit findings with DC ' s top management and then drafted the audit conclusions.
In the closing meeting, which was held between the audit team and the top management of DC. Eva presented two nonconformities that were detected during the audit. Eva stated that the company did not retain documented information regarding its outsourced services for an analysis laboratory and regarding the conducted management reviews. During the closing meeting, the audit team required from DCs top management to come up with corrective action plans within two weeks. Although the top management did not agree with the audit findings, the audit team insisted that the auditee must submit corrective actions within the given time frame in order for the audit activities to continue.
Once the action plans were evaluated, the audit team began preparing the audit report. Eva required from the team to provide accurate descriptions of the audit findings and the audit conclusions. The report was then distributed to all the interested parties involved in the audit, including the certification body Based on the report, the certification body together with Eva, as the audit team leader, made the certification decision.
Based on the scenario above, answer the following question:
Why is it important to discuss the audit findings with DC's top management prior to the closing meeting and the submission of the final audit report?

  • A. To encourage the implementation of corrective actions as soon as possible
  • B. To verify whether the audit objectives have been met
  • C. To identify the persons responsible for the nonconformities
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

Explanation: Only visible for PrepAwayETE members. You can sign-up / login (it's free).

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